Financial wire · weekly archive

Financial alerts — week 2026-W36

Every financial-regulator alert RegPing recorded from August 31, 2026 – September 6, 2026, grouped by agency.

13 alerts · 1 urgent · 5 notice · 7 info · SEC, FinCEN, OCC, FDIC

SEC (6)

• 2026-09-03 · SEC · announcement · notice
  SEC proposes rescission of pay-to-play rule for investment advisers
• 2026-09-03 · SEC · announcement · info
  SEC: Investor Advisory Committee meeting Sept. 10 on AI in public markets
• 2026-09-01 · SEC · announcement · info
  SEC announces roundtable agenda on 24-hour trading preparations
• 2026-09-01 · SEC · announcement · urgent
  SEC charges PPMG executives with multimillion-dollar offering fraud
• 2026-09-01 · SEC · announcement · notice
  SEC proposes modernized rules for registered transfer agents
• 2026-08-31 · SEC · announcement · info
  SEC and FDA announce memorandum of understanding on cooperation

FinCEN (3)

• 2026-09-03 · FinCEN · announcement · notice
  FinCEN: Nearly $13 billion linked to suspected digital asset scams from oversea
• 2026-09-02 · FinCEN · announcement · notice
  FinCEN reissues order requiring transparency from MSBs along Southwest Border
• 2026-09-02 · FinCEN · announcement · info
  FinCEN and agencies issue joint statement on SAR confidentiality and customer c

OCC (3)

• 2026-09-02 · OCC · guidance · notice
  OCC et al.: Joint guidance on SAR confidentiality in customer communications
• 2026-09-01 · OCC · announcement · info
  OCC releases CRA performance evaluations for 23 institutions
• 2026-08-31 · OCC · announcement · info
  OCC releases CRA evaluation schedule for Q4 2026 and Q1 2027

FDIC (1)

• 2026-09-04 · FDIC · announcement · info
  FDIC: List of state nonmember banks evaluated for CRA compliance (June 2026)