Financial wire
Financial regulatory alerts
Enforcement actions, rules and guidance from the SEC, FINRA, OCC, FDIC, NYDFS, FinCEN and the FTC, monitored continuously, summarized and posted as source-linked alerts. Written for compliance, risk and legal teams at fintechs, broker-dealers, banks and payment companies.
99 on file · 2 urgent · 66 notice · 31 info · this week · RSS · JSON
Latest on file
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· FDIC · announcement · infoFDIC: List of state nonmember banks evaluated for CRA compliance (June 2026)
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· SEC · announcement · noticeSEC proposes rescission of pay-to-play rule for investment advisers
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· SEC · announcement · infoSEC: Investor Advisory Committee meeting Sept. 10 on AI in public markets
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· FinCEN · announcement · noticeFinCEN: Nearly $13 billion linked to suspected digital asset scams from oversea
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· OCC · guidance · noticeOCC et al.: Joint guidance on SAR confidentiality in customer communications
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· FinCEN · announcement · noticeFinCEN reissues order requiring transparency from MSBs along Southwest Border
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· FinCEN · announcement · infoFinCEN and agencies issue joint statement on SAR confidentiality and customer c
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· OCC · announcement · infoOCC releases CRA performance evaluations for 23 institutions
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· OCC · announcement · infoOCC releases CRA evaluation schedule for Q4 2026 and Q1 2027
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· FDIC · announcement · infoFDIC publishes CRA examination schedules for Q4 2026 and Q1 2027
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· FDIC · announcement · infoFDIC publishes enforcement orders for July 2026
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· FinCEN · announcement · noticeFinCEN proposes rule to revoke Banque Misr UAE's U.S. correspondent banking acc
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· FDIC · announcement · noticeFDIC Board approves final rule on unsafe/unsound practices and interim rule on
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· OCC · guidance · noticeOCC proposes rule refining standards for matters requiring attention on violati
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· OCC · guidance · infoOCC revises policies manual for bank enforcement actions and matters requiring
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· OCC · announcement · noticeOCC revises enforcement and supervisory policies to improve transparency
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· OCC · guidance · noticeOCC and FDIC issue final rule on unsafe or unsound practices and supervisory co
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· OCC · announcement · noticeOCC and FDIC issue final rule on material financial risks examination
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· FINRA · rule-notice · noticeFINRA amends TRACE rules to expand principal transaction indicator to member af
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· OCC · guidance · noticeOCC and six agencies rescind 2022 interagency statement on special purpose cred
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· FDIC · announcement · infoFDIC: Insured institutions reported 1.37% ROA and $90.1B net income in Q2 2026
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· FDIC · announcement · noticeFDIC: Tioga-Franklin Savings Bank closed; deposits assumed by Second Federal
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· OCC · announcement · infoOCC announces enforcement actions for August 2026
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· OCC · announcement · infoOCC: Comptroller discusses digital asset innovation and GENIUS initiative
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· FinCEN · announcement · infoFinCEN holds engagement to eliminate hospice fraud in California
Roundups
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By agency
Sources we poll
RegPing Financial reads these 8 primary sources every thirty minutes. Nothing here is scraped from news sites or newsletters; every alert links to the regulator's own page.
- SEC US-FED · RSS · sec.gov
- FINRA US-FED · RSS · finra.org
- OCC US-FED · RSS · occ.treas.gov
- OCC US-FED · RSS · occ.treas.gov
- FDIC US-FED · RSS · public.govdelivery.com
- NYDFS US-NY · listing page · dfs.ny.gov
- FinCEN US-FED · listing page · fincen.gov
- FTC US-FED · RSS · ftc.gov
Guides
- How to track SEC enforcement actions in real time
- The seven US financial regulators every fintech compliance team should monitor
- What a Wells Notice Is and How the Response Process Works
- FINRA Rule 4530 Reporting: What Must Be Reported and When
- How to Read a FINRA Regulatory Notice: Numbering, Notice Types and Effective Dates
- The SEC Marketing Rule for Small RIAs: Testimonials, Performance Advertising and Common Deficiencies
- OCC Bulletins, FDIC FILs and Fed SR Letters: What Each Is and Who Must Act
- NYDFS Part 500 Cybersecurity Checklist for Smaller Covered Entities
Questions people ask
What does RegPing Financial actually watch?
Enforcement actions, rules and guidance from the SEC, FINRA, OCC, FDIC, NYDFS, FinCEN and the FTC, monitored continuously, summarized and posted as source-linked alerts. Sources are polled every thirty minutes; each new notice is summarized and posted with a link to the original.
Is there a free tier?
Yes. Any server that runs /subscribe gets a free weekly digest of the week's alerts in its channel, and /preview works any time. The paid subscription delivers every alert as it publishes, every thirty minutes, with /filter targeting.
What does RegPing Financial cost?
$19.99 per server per month, billed by Discord through its app subscriptions. One subscription covers everyone in the server. Cancel from Discord at any time.
Can I narrow what my server receives?
Yes. /filter narrows by agencies and by a minimum severity (info, notice, urgent).
Is this legal advice?
No. RegPing is an information service. It republishes and summarizes public notices on a quote-and-link basis. Read the regulator's original notice and talk to counsel before acting.