Financial wire · weekly archive

Financial alerts — week 2026-W40

Every financial-regulator alert RegPing recorded from September 28, 2026 – October 4, 2026, grouped by agency.

15 alerts · 4 urgent · 3 notice · 8 info · SEC, OCC, FDIC, FinCEN

SEC (7)

• 2026-10-01 · SEC · announcement · notice
  SEC proposes custody framework for crypto assets held by investment advisers an
• 2026-10-01 · SEC · announcement · info
  SEC Division of Examinations publishes new exam handbook
• 2026-09-30 · SEC · announcement · urgent
  SEC charges Meyer Global Management and CEO with investor fraud in private funds
• 2026-09-30 · SEC · announcement · urgent
  SEC charges two individuals with orchestrating fraud targeting veterans
• 2026-09-30 · SEC · announcement · notice
  SEC proposes amendments to expand retail access to private markets
• 2026-09-29 · SEC · announcement · urgent
  SEC charges multiple entities in $15M+ fraud schemes using WhatsApp
• 2026-09-28 · SEC · announcement · urgent
  SEC charges Zoe Financial for failure to disclose conflicts of interest

OCC (5)

• 2026-10-01 · OCC · announcement · info
  OCC releases CRA performance evaluations for 13 national banks
• 2026-09-30 · OCC · guidance · info
  OCC issues revised Concentrations of Credit handbook booklet (v3.0)
• 2026-09-30 · OCC · announcement · info
  OCC: U.S. bank trading revenue reaches $5.3B in Q2 2026
• 2026-09-29 · OCC · announcement · info
  OCC Comptroller votes against American Express resolution plan feedback
• 2026-09-28 · OCC · announcement · info
  OCC: Comptroller Gould addresses military banking at 2026 summit

FDIC (2)

• 2026-09-30 · FDIC · announcement · info
  FDIC: Independent monitorship of workplace culture reforms concluded
• 2026-09-29 · FDIC · announcement · info
  FDIC and Federal Reserve publish 2025 resolution plan feedback for 15 banks

FinCEN (1)

• 2026-10-01 · FinCEN · announcement · notice
  FinCEN: Operation Economic Outcast targets Iran sanctions evasion network