FinCEN · announcement · urgent
FinCEN: UBS Financial Services Inc. assessed $125 million penalty for BSA viola
FinCEN imposed a $125 million penalty against UBS Financial Services Inc. for Bank Secrecy Act violations. The regulator characterized the violations as recidivist.
Read the notice at fincen.gov →
- Agency
- FinCEN
- Jurisdiction
- US-FED
- Action type
- announcement
- Severity
- urgent — penalty-bearing, effective immediately, or a serious health hazard
- Published
- Recorded
- Tags
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