FINRA · rule-notice · info
FINRA: Regulatory Notice 26-15 on broker-dealer best execution duty
FINRA issued Regulatory Notice 26-15 addressing broker-dealer duties under FINRA Rule 5310. The notice covers principles-based standards for member firms to ascertain the best market for customer orders.
Read the notice at finra.org →
- Agency
- FINRA
- Jurisdiction
- US-FED
- Action type
- rule-notice
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- info — routine or administrative
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- Recorded
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