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FINRA · rule-notice · info

FINRA: Election notice for National Adjudicatory Council small firm seat

FINRA announced an election to fill one small firm seat on the National Adjudicatory Council. A 45-day petition period is open for candidates.

Read the notice at finra.org →

Agency
FINRA
Jurisdiction
US-FED
Action type
rule-notice
Severity
info — routine or administrative
Published
Recorded
Tags
governanceelectionnacmembership
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