RegPing
Primary sources, polled every 30 minutesJSON · Sitemap · llms.txt · Status

FINRA · rule-notice · notice

FINRA: Rule 1210.06 shortens exam retake waiting periods effective January 2027

FINRA amended Rule 1210.06 to reduce waiting periods for retaking failed FINRA qualification examinations. After first or second failure, the waiting period drops from 30 to 15 calendar days. After third or subsequent failure within two years, it drops from 180 to 60 calendar da…

Read the notice at finra.org →

Agency
FINRA
Jurisdiction
US-FED
Action type
rule-notice
Severity
notice — worth a prompt look
Published
Recorded
Tags
rulemakingqualification-examwaiting-periodfinra
Not legal advice. RegPing republishes and summarizes public regulator notices and links to the original. Summaries are produced with a language model and can be wrong; the regulator's text controls. Not legal advice. Consult counsel before acting.

More from FINRA

Everything from week 2026-W42 · All Financial alerts