FINRA · rule-notice · info
FINRA: Information Notice on Continuing Education Requirements
FINRA issued an information notice reminding registered persons and firms of their continuing education requirements.
Read the notice at finra.org →
- Agency
- FINRA
- Jurisdiction
- US-FED
- Action type
- rule-notice
- Severity
- info — routine or administrative
- Published
- Recorded
- Tags
Not legal advice. RegPing republishes and summarizes public regulator notices and links to the original. Summaries are produced with a language model and can be wrong; the regulator's text controls. Not legal advice. Consult counsel before acting.
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