FINRA · rule-notice · notice
FINRA amends TRACE rules to expand principal transaction indicator to member af
FINRA amended its TRACE rules to expand the principal transaction indicator to include transactions with member affiliates, in addition to non-member affiliates. The amendments are effective and compliance is mandatory as of August 2, 2027.
Read the notice at finra.org →
- Agency
- FINRA
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- US-FED
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- rule-notice
- Severity
- notice — worth a prompt look
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