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SEC · announcement · urgent

SEC seeks final judgment against former Western Asset co-CIO in cherry picking

The SEC moved for entry of a final judgment by consent against Stephen Kenneth Leech II, former co-chief investment officer of Western Asset Management Company LLC, in a cherry picking case.

Read the notice at sec.gov →

Agency
SEC
Jurisdiction
US-FED
Action type
announcement
Severity
urgent — penalty-bearing, effective immediately, or a serious health hazard
Published
Recorded
Tags
enforcementinvestment-advisercherry-pickingjudgment
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