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SEC · announcement · notice

SEC proposes expanding securities eligible for cross trading by registered funds

The SEC proposed amendments to the Investment Company Act cross-trading rule, which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposal would expand the securities eligible for such transactions.

Read the notice at sec.gov →

Agency
SEC
Jurisdiction
US-FED
Action type
announcement
Severity
notice — worth a prompt look
Published
Recorded
Tags
rulemakingcross-tradingregistered-fundsinvestment-company-act
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