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FINRA · rule-notice · notice

FINRA adopts Rule 3290 consolidating outside activities requirements

FINRA adopted new Rule 3290 to replace Rules 3270 and 3280, consolidating requirements for registered persons' outside activities and associated persons' outside securities transactions. The rule becomes effective October 25, 2027.

Read the notice at finra.org →

Agency
FINRA
Jurisdiction
US-FED
Action type
rule-notice
Severity
notice — worth a prompt look
Published
Recorded
Tags
rulemakingoutside-activitiesregistered-personscompliance
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