FINRA · rule-notice · info
FINRA: Renewal Program facilitates fee collection for BD and IA registrations
FINRA's Renewal Program collects and disburses fees for broker-dealer and investment adviser registrations, exempt reporting, and notice filings with participating SROs and jurisdictions. The program operates through two key statements.
Read the notice at finra.org →
- Agency
- FINRA
- Jurisdiction
- US-FED
- Action type
- rule-notice
- Severity
- info — routine or administrative
- Published
- Recorded
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