SEC · announcement · notice
SEC Divisions of Investment Management and Corporation Finance Issue Staff Guid
Staff in the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guidance addressing certain questions regarding the application of the federal securities laws to pooled employer plans (PEPs), which help…
- Agency
- SEC
- Jurisdiction
- US-FED
- Action type
- announcement
- Severity
- notice — worth a prompt look
- Published
- Recorded
- Tags
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