SEC · announcement · notice
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulator
The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common…
- Agency
- SEC
- Jurisdiction
- US-FED
- Action type
- announcement
- Severity
- notice — worth a prompt look
- Published
- Recorded
- Tags
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