SEC · announcement · notice
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulator
The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common…
- Agency
- SEC
- Jurisdiction
- US-FED
- Action type
- announcement
- Severity
- notice — worth a prompt look
- Published
- Recorded
- Tags
Not legal advice. RegPing republishes and summarizes public regulator notices and links to the original. Summaries are produced with a language model and can be wrong; the regulator's text controls. Not legal advice. Consult counsel before acting.
More from SEC
-
· SEC · announcement · infoSEC and AMF sign MOU to enhance supervisory cooperation
-
· SEC · announcement · infoSEC and Japan FSA hold Autumn Financial Regulatory Dialogue
-
· SEC · announcement · infoSEC: Roundtable on machine-understandable data and Super Intelligence scheduled
-
· SEC · announcement · infoSEC: Small Business Advisory Committee to meet on IPO modernization
-
· SEC · announcement · noticeSEC proposes expanding securities eligible for cross trading by registered funds
-
· SEC · announcement · urgentSEC seeks final judgment against former Western Asset co-CIO in cherry picking