SEC · announcement · urgent
SEC charges Spaventa and three entities in $74M pre-IPO investment fraud
The SEC charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds in a pre-IPO investment scheme.
- Agency
- SEC
- Jurisdiction
- US-FED
- Action type
- announcement
- Severity
- urgent — penalty-bearing, effective immediately, or a serious health hazard
- Published
- Recorded
- Tags
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